CFE-Fraud-Prevention-and-Deterrence Test Discount Voucher, CFE-Fraud-Prevention-and-Deterrence Latest Exam Discount
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The Certified Fraud Examiner - Fraud Prevention and Deterrence (CFE-Fraud-Prevention-and-Deterrence) exam is a certification offered by the Association of Certified Fraud Examiners (ACFE). Certified Fraud Examiner - Fraud Prevention and Deterrence Exam certification is designed for professionals who want to specialize in fraud prevention and deterrence. CFE-Fraud-Prevention-and-Deterrence exam covers topics such as fraud risk assessment, fraud prevention, and fraud detection.
The CFE-Fraud-Prevention-and-Deterrence Certification is a valuable credential for professionals who want to specialize in fraud prevention and deterrence. CFE-Fraud-Prevention-and-Deterrence exam is challenging and requires a significant amount of knowledge and expertise in the field. However, those who successfully pass the exam will have a highly respected certification that is recognized worldwide.
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ACFE Certified Fraud Examiner - Fraud Prevention and Deterrence Exam Sample Questions (Q41-Q46):
NEW QUESTION # 41
Which of the following statements is FALSE regarding an organization's fraud risk management program?
- A. The program must include mechanisms to address breaches in compliance.
- B. A specific individual or team should be designated as responsible for monitoring compliance with the program
- C. The punishment for intentional noncompliance should be carried out in a consistent and firm manner.
- D. Formal sanctions for intentional noncompliance should be determined and enacted privately
Answer: D
NEW QUESTION # 42
During an external audit of an organization's financial statements. Elena, the external auditor, uncovers significant internal control deficiencies at the audit client's organization. She believes these deficiencies could result in a material misstatement of the financial statements. Which of the following should Elena do with regard to these findings?
- A. Elena should provide a written communication about the findings to senior management.
- B. Elena should work independently to correct the underlying internal control deficiency.
- C. Elena should suspend the audit and begin a new audit focused on the internal controls
- D. Elena should report the findings in writing to the appropriate law enforcement agencies.
Answer: A
Explanation:
* Responsibilities of an External Auditor:
* When significant internal control deficiencies are discovered, the auditor is required to report them to senior management and, where appropriate, the audit committee.
* The purpose is to ensure that the organization is informed of the risks and can take corrective actions.
* Analysis of Other Options:
* A. Suspend the audit: Not required under auditing standards.
* B. Report to law enforcement: Only if fraud or illegal activities are confirmed, which is not implied here.
* D. Correct deficiencies independently: This is beyond the auditor's scope of responsibilities.
* Conclusion:The correct response is to provide a written communication about the findings to senior management.
NEW QUESTION # 43
Which of the following would MOST LIKELY be a violation of the ACFE Code of Professional Ethics?
- A. Green a CFE, uncovered several material internal control deficiencies unrelated to the financial statement fraud he was investigating. In his final report to management. Green included information about the deficiencies even though they were unrelated to the situation he was hired to investigate.
- B. All of the above are violations
- C. Stephanie, a CFE, accepted a fraud examination assignment and then instructed a lower-level employee to assess the company's cash records for signs of fraud. She took his word when he said there was no evidence of wrongdoing and ended up failing to uncover a very costly fraud scheme.
- D. Susan, a CFE, was hired by a client to conduct a fraud examination but found nothing amiss A year later, she received a legal order from the local prosecutor's office to provide the client's file. Susan complied with the court order, even though she did not have the client's authorization to do so.
Answer: B
Explanation:
* Analysis of Each Option:
* A. Green's conduct: Including unrelated deficiencies violates the principle of relevance and focus in reporting. It may lead to confusion or breach professional diligence.
* B. Stephanie's conduct: Delegating tasks without oversight or review violates the ACFE Code's requirement for due diligence.
* C. Susan's conduct: Failing to seek client authorization before disclosing records (even under a court order) breaches confidentiality provisions unless explicitly required by law.
* Key Ethical Considerations:
* CFEs must adhere to principles of confidentiality, diligence, and focus in their work.
* Failing to follow these standards compromises the integrity and credibility of their practice.
* Conclusion:All the described scenarios involve violations of the ACFE Code of Professional Ethics.
NEW QUESTION # 44
Which of the following is included in the G20/OECD Principles of Corporate Governance?
- A. A request that governments implement effective internal controls to support good corporate governance practices.
- B. Support for the equal treatment of all members of an organization's governing body.
- C. A requirement for a corporate governance framework that protects the exercise of management's rights.
- D. An emphasis on the importance of timely, accurate, and transparent disclosure mechanisms.
Answer: A
NEW QUESTION # 45
XYZ, Inc. Is a specialty retailer of high-end ergonomic office furniture. The company receives a very large order from ABC Company, a new customer in a different country that wants to pay on credit. Which of the following is MOST ACCURATE regarding the due diligence procedures XYZ should perform on ABC before proceeding with this transaction?
- A. XYZ only needs to undertake due diligence procedures if ABC conducts business in countries with known corruption risks.
- B. XYZ does not need to take any specific procedures to verify ABC's identity before accepting the transaction
- C. XYZ should examine ABC's net worth as part of deciding whether to allow the purchase on credit.
- D. XYZ should perform the same level of due diligence as it would for any other customer to avoid claims of discrimination
Answer: C
Explanation:
* Due Diligence for Large Orders on Credit:
* Before extending credit, it is critical to assess the financial stability of the new customer to mitigate credit risk.
* Examining net worth provides a direct measure of ABC's ability to fulfill financial obligations.
* Analysis of Other Options:
* A. Corruption risk countries: Due diligence should be applied universally, not selectively.
* B. No verification needed: Verification is essential, especially for new customers.
* D. Same due diligence for all customers: While consistency is important, the level of due diligence may vary based on transaction specifics.
* Conclusion:Examining ABC's net worth is a necessary step in the due diligence process.
NEW QUESTION # 46
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